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- failure to indorse appeal papers.

8. Failure of the clerk to indorse the papers as filed does not defeat jurisdiction of the district court over an appeal from a justice of the peace, if the papers were lodged with the clerk for the purpose of being filed, and the fees paid.

- failure to entitle papers in proper court.

9. Failure to entitle the notice of appeal from a justice of the peace to a district court in the proper court does not defeat the jurisdiction if the

defect is not one which the statute makes fatal.

- waiver of defect.

10. A defect in an attempted appeal from a justice of the peace to the district court is waived by failure to mention it in the motion to dismiss the appeal.

-where proof of notice to be made.

11. Where notice of appeal from a justice of the peace was filed in the district court, proof of the notice need not be made in the justice's court to be certified to the district court.

APPLICATION for a writ of mandamus to compel the defendant judge to assume jurisdiction of and hear plaintiff's appeal, and to determine the same on the merits. Writ to issue on condition.

The facts are stated in the opinion of the court.
Mr. B. W. Dalton for plaintiff.

Mr. Arthur M. Truman for defendants.

Frick, Ch. J., delivered the opinion of the court:

The plaintiff applied to this court for an alternative writ of mandate to require the defendant Honorable George Christensen, as judge of the district court of Emery county, Utah, to assume jurisdiction of and to hear plaintiff's appeal, and to determine the same on the merits. The plaintiff in his application, in substance, alleges: That on the 4th day of December, 1917, in an action then pending before one Le Roy Black, justice of the peace in and for Huntington precinct, Emery county, Utah, wherein the plaintiff herein was plaintiff and George and Kanakis Ritzakis were defendants, said justice entered judgment against the plaintiff for costs; that on the 22d day of December, 1917, plaintiff filed with the clerk of the district court of Emery county a notice of appeal, and at the same time also filed with said clerk an undertaking on appeal and to stay execution, and paid the said clerk the statutory fees required for filing an appeal from the justice's court to the district court; that on said day. plaintiff's attorney duly served notice of appeal by mailing a copy thereof postage prepaid, addressed to the defendants' attorney at his

place of business; that there is a daily mail between the place where said notice and said undertaking were mailed as aforesaid, and the home and office of defendants' attorney; that thereafter, on the 9th day of February, 1918, said justice. of the peace duly filed with the clerk of the district court of Emery county a transcript of his docket in the case aforesaid, together with all of the papers in said cause; that on the 11th day of February, 1918, or two days thereafter, the attorney for the defendants in said action filed with the clerk of the district court aforesaid a motion to dismiss said appeal upon the following grounds: (1) That an undertaking on appeal was not filed with the justice of the peace who tried the cause "within five days from the date of said notice of appeal;" (2) that the record "does not show that any undertaking was ever filed with said justice of the peace;" and (3) that no "notice of appeal was ever filed;" that when said motion was called up for argument, and before it was submitted, plaintiff's attorney applied to said judge for leave to file proof of service of notice of appeal upon the defendants' attorney, and that plaintiff's attorney then offered to make and file said proof of service as aforesaid; that said judge denied plaintiff's request and offer as afore

(- Utah, - 173 Pac. 383.)

said, for the reason that the district court was without jurisdiction to grant said request, and thereupon dismissed said appeal "for the reason that the record did not show that the defendants had been duly served with a copy of said notice of appeal, and therefore the court was without jurisdiction, and for the further reason that the said court was without jurisdiction because the undertaking on appeal had not been filed with said justice of the peace." The plaintiff also alleged that he "has no plain, speedy, or adequate remedy in the ordinary course of law." The defendants in this proceeding all appeared in this court by attorney, and filed a general demurrer to the application. The case was heard and submitted on the demurrer. The demurrer concedes all of the foregoing facts, and the only question for determination is whether the conceded facts entitle the plaintiff to the relief prayed for.

Appealstatutory conditions

Defendants' counsel invokes the familiar doctrine that appeals are statutory, and that the statute granting compliance. the right and prescribing the requirements of appeals must be complied with, and that in case the conditions imposed by the statute are not complied with the appeal cannot prevail. While we agree to the general rule insisted on by defendants' counsel, yet we cannot ignore the fact that not all requirements of the statute are jurisdictional, and hence certain defects may always be cured by amendment when application is seasonably made. Two questions are therefore presented: (1) What are the requirements of our statute respecting appeals from a justice's court to the district court? (2) Has the plaintiff complied with such requirements?

-amendmentcuring of defects.

Comp. Laws 1907, § 3744, provides that the aggrieved party may appeal to the district court within thirty days after the rendition of a final judgment by the justice of

the peace. That section further provides: "The appeal shall be taken by filing a notice thereof with the justice, or in the clerk's office of the district court to which said appeal is taken, and serving a copy on the adverse party. The notice shall show on its face the title of the court in which it is so filed. In case the appeal is taken by filing a notice in the district court, and upon the perfection of such appeal, the clerk of said court shall notify the justice thereof."

Section 3747, in substance, provides that within five days after filing the notice of appeal an undertaking shall be filed with the justice, etc. The undertaking here referred to is what is termed an undertaking on appeal. That section, however, also provides for a "bond" or an undertaking to "stay execution." It is further provided in that section: "When a bond is given to stay execution, it must be approved by the justice or by the clerk or judge of the district court to which said appeal is taken."

Justice of the peace-appealundertaking.

The section, therefore, clearly implies that an undertaking may be filed with the clerk of the ling of district court. Section 3748 provides that an undertaking must be accompanied by the affidavits of the sureties, etc., and, further, that the appellant may deposit an amount equal to the judgment and costs with the justice or with the clerk of the district court in lieu of the undertaking on appeal. In case the money is deposited with the justice, he must transmit the same to the clerk of the district court. Section 3750 provides: "No failure to comply with any provision of law relating to appeals from justice's court to the district court, except a failure to serve and file a notice of appeal, shall defeat the jurisdiction of the district court over the case attempted to be appealed."

That section also provides that an appeal may be dismissed: (1) If the papers are not filed in the dis

trict court and the fees are not paid within thirty days after the transcript was received by the clerk; (2) "that the undertaking was not filed within five days after the filing of notice of appeal;" and (3) "that appellant failed to file a new and sufficient undertaking when SO ordered by the court." Those are the only grounds upon which an appeal may be dismissed. There is another section, namely, § 3319, which is material here. It reads: "When a party shall in good faith give notice of appeal, and shall omit, through mistake or accident, to do any other act necessary to perfect the appeal or make it effectual, or to stay proceedings, the court from which the appeal is taken, or the judge thereof, or the supreme court or one of the justices thereof, may permit an amendment or the proper act to be done, on such terms as may be just."

The statute also provides that the adverse party may except to the sureties in the undertaking within a specified time, and, in case such exception is made within the time required, the sureties, or others in their stead, must justify, showing their qualifications as sureties.

While the foregoing is but a mere synopsis of the different sections of the statutes affecting appeals, yet, in our judgment, the controlling provisions governing appeals from justices' courts to the district courts are sufficiently outlined.

From the conceded facts it will thus be seen that the plaintiff did serve a notice of appeal within the time required by the statute; that he filed such notice with the clerk of the district court, and at the same time also filed his undertaking with said clerk. While it is true that an undertaking on appeal does not necessarily stay execution, yet in the case at bar the undertaking filed by the plaintiff is sufficient, and was intended to answer the purpose of both undertaking on appeal and a stay bond. That both may be in

corporated in one instrument has recently been de

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and stay bond.

cided by this court undertaking in the case of Peale v. Clark, Utah, 166 Pac. 981. The undertaking was, therefore, filed with the clerk of the district court in compliance with the provisions of § 3747, supra. It, however, appears from the application that no proof of service of the notice of appeal appears either in the transcript from the justice's court or from the record as made in the district court. The proof of service of such notice was, therefore, lacking. As we have seen, however, by interposing the general demurrer, defendants admit that the notice of appeal

Mandamus

admission.

was actually served demurrer to by mail upon the at- applicationtorney for the defendants in the case originating in the justice's court. Under our statute (Comp. Laws 1907, §§ 3331-3333), the service of a notice, if made as alleged in the application, was legally sufficient. Service of the notice of appeal and the undertaking was, therefore, complete. The only defect apparent on the record was the lack of proof of service, and not the lack of actual service of notice of appeal. By § 3750 the only defect that defeats the jurisdiction of the district court of an appeal is the "failure to serve and file a notice of loss of jurisdicappeal." The notice

Justice of the peace-appeal

tion.

of appeal having been served and filed in the case referred to, all that was left undone was to make that fact evident by proper proof of service. The apparent defect plaintiff's counsel, however, offered to supply before the court passed on the motion to dismiss the appeal, and before it was submitted. From the application it also appears that the court refused plaintiff's counsel permission to supply the defect, upon the sole ground that it was without jurisdiction or power to do so. The court, in dismissing the appeal, therefore, was controlled by the

(- Utah, -, 173 Pac. 383.)

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such is the case, the

because of mat- district court may

ter of law.

be coerced by mandamus to assume jurisdiction and proceed with the appeal. Ketchum Coal Co. v. District Ct. 48 Utah, 342, ante, 619, 159 Pac. 737. If proof of service of the notice of appeal had been allowed to be made and filed as proffered by plaintiff's attorney, the jurisdiction of the district court would have been made apparent on the face of the record, and, as soon as that fact was made apparent, the district court was invested with full jurisdiction of the appeal, and could not thereafter legally refuse to hear it on the merits.

It is, however, insisted that the undertaking was not filed in the justice's court, where the statute required it to be filed. We have, however, seen by § 3747, the bond or undertaking to stay execution may be filed in the district court, and may be approved either by the clerk or the judge of the district court.

Defendants' counsel, however, also insist that it does not appear that the undertaking was filed in any court. The allegation in the application, however, is that the undertaking was filed with the clerk of the district court wherein the notice of appeal was filed, and the allegation is admitted by the demurrer. If it were conceded, however, that the clerk failed to indorse the papers as filed, yet if they were lodged with the clerk for the purpose of being filed and the statutory

Justice of the peace-failure to indorse appeal papers.

fees were paid as alleged and conceded, then, in contemplation of law, both the notice of appeal and the undertaking were filed.

This brings us to the last objection of defendants' counsel, namely, that the statute requires that the notice of appeal "shall show on its face the title of the court in which

-failure to

entitle papers in proper court.

it is filed," and that the notice here in question is entitled in the justice's court from which the appeal was taken, although filed in the district court. That defect, as we have seen from § 3750, is not fatal, since that does not affect the jurisdiction of the district court. But quite apart from our statute, such a defect is merely formal and may be cured at any time. Phillips, Code Pl. § 170; McLeran v. Morgan, 27 Ark. 148. Moreover, that defect is not mentioned in defendants' motion to dismiss

the appeal, and is, waiver of therefore, waived.

defect.

Even though it had been mentioned, however, it is not a defect for which an appeal may be dismissed under § 3750, supra, as we have seen.

From what has been said, therefore, this case comes within the rule announced in Hoffman v. Lewis, 31 Utah, 179, 87 Pac. 167, where it was held that when, as here, there is no appeal from a judgment of the district court, and where, as here, that court refuses to take jurisdiction of the appeal upon the mistaken ground that it is without jurisdiction as a matter of law, this court will require that court to assume jurisdiction of the appeal in case the record shows all the jurisdictional facts.

It is also held in State ex rel. Snell v. District Ct. 36 Utah, 267, 103 Pac. 261, that if in fact service of notice of appeal was made, the defect of lack of proof of service may be supplied in the district court in the manner there stated. Plaintiff's counsel in the case at bar attempted to comply with the rule announced in that case. He, however, as there suggested, asks to make the proof of service in the justice court, and to be certified to the district court. To do that was not necessary in this case, because the notice of appeal was notice to be filed in the district court. All that counsel was required to do was to make proper proof of service of the notice of appeal and undertaking, and file the same with

-where proof of

made.

the clerk of the district court. When that is done, the record will then be complete, and the district court may not then legally refuse to take jurisdiction of the appeal.

The district court, therefore, should have permitted counsel to make and file proof of service of notice of appeal and undertaking, and, in view that it refused permission upon the sole ground that it had no jurisdiction to do so as a matter of law, its refusal, like in the Hoffman Case, supra, amounted to an unauthorized refusal to assume jurisdiction. It is, therefore, ordered that a peremptory writ of mandate issue, requiring the District Court of Emery County to grant plaintiff's counsel leave to make proof of service of the notice of appeal and of the undertaking, and to file the same with the clerk of the District Court, and, in case such proof is made and filed, to assume jurisdiction of the appeal, and to hear and dispose of the same upon the merits. It is further ordered that the issuance of the peremptory writ is suspended if the District Court will proceed, without such writ being served upon him, upon the service of a copy of this opinion

upon him. If he, however, refuses to proceed without the service of the peremptory writ, the same will then issue and be served as in other cases.

In view that the defendants George and Kanakis Ritzakis have resisted this application, costs are awarded to the plaintiff, to be taxed against said George and Kanakis Ritzakis.

McCarty, Corfman, Thurman, and Gideon, JJ., concur.

NOTE.

The question of mandamus to compel a court to reinstate or proceed with the hearing of an appeal that it has erroneously dismissed is considered in the annotation following FLOYD V. SIXTH JUDICIAL DIST. CT. post, 655. In the reported case (CHRISTENSEN V. CHRISTENSEN, ante, 641), the court bases its decision upon the principle that the inferior court had dismissed the cause for supposed lack of jurisdiction. On this principle of law, see annotation following State ex rel. Martin v. Superior Ct. ante, 582, and the annotation following Speckert v. Ray, ante, 610.

ELIZABETH FLOYD et al.

V.

SIXTH JUDICIAL DISTRICT COURT of the State of Nevada, in and for the County of Humboldt, et al.

Nevada Supreme Court ·

·October 16, 1913.

(36 Nev. 349, 135 Pac. 922.)

Mandamus to compel exercise of jurisdiction

cause.

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1. Mandamus lies to compel a trial court to proceed with the hearing of an appeal from a justice of the peace, which it has erroneously dismissed for supposed lack of jurisdiction.

[See note on this question beginning on page 655.]

-compelling court to proceed.

2. Where an inferior court refuses to entertain jurisdiction on a matter preliminary to a hearing on the merits,

mandamus may be resorted to for the purpose of requiring the court to proceed.

[See 18 R. C. L. 295, 296.]

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