"Blue-sky" Bill ...: Hearings Before the Committee on Interstate and Foreign Commerce of the House of Representatives, Sixty-seventh Congress, First[-second] Session ...Government \Pprint. Office, 1921 |
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admiralty law advertisement agencies of interstate approval association Attorney BARKLEY bill H. R. blue-sky law bonds Capital Issues Committee Committee on Interstate comply Congress consideration copy of H. R. corporation criminal D. C. DEAR SIR D. C. MY DEAR DEPARTMENT disposition of securities E. E. DENISON enacted enforcement exemptions Federal Government Federal law Federal reserve system filed Foreign Commerce fraud Geiger-Jones Co GRAHAM HAWES HOCH House of Representatives HUDDLESTON Illinois inclosing Interstate and Foreign interstate commerce intoxicating liquors investment issue June 14 jurisdiction Kansas KEYSER legitimate business letter Massachusetts matter ment offer officer passed postal card prevent prohibit proposed protect provides purchaser question reference regulate the sale sale of securities sale or disposition SAMUEL SAMUEL E SANDERS secretary securities commission sky laws sold statement statute stop order Supreme Court tion transactions truly United States mails violation Washington WINSLOW worthless securities
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Strana 37 - ... transported into any State or Territory, or remaining therein for use, consumption, sale or storage therein, shall upon arrival in such State or Territory, be subject to the operation and effect of the laws of such State or Territory, enacted in the exercise of its police powers, to the same extent and in the same manner as though such animals or birds had been produced in such State or Territory, and shall not be exempt therefrom by reason of being introduced therein in original packages or...
Strana 37 - ... transported Into any State or Territory, or remaining therein for use, consumption, sale or storage therein, shall upon arrival In such State or Territory be subject to the operation and effect of the laws of such State or Territory enacted in the exercise of its police powers, to the same extent and in the same manner as though such liquids or liquors had been produced in such State or Territory, and shall not be exempt therefrom by reason of being introduced therein In original packages or...
Strana 11 - security' or 'securities' shall include any note, stock, treasury stock, bond, debenture, evidence of indebtedness, pre-organization certificate or pre-organization subscription, transferable certificate of interest or participation, certificate of interest in a profit-sharing agreement, certificate of interest in an oil, gas, or mining lease, collateral trust certificate, any transferable share, investment contract, or beneficial interest in or title to property or profits, or any other instrument...
Strana 38 - Congress has not attempted to delegate the power to regulate commerce, or to exercise any power reserved to the states, or to grant a power not possessed by the states, or to adopt state laws. It has taken its own course, and made its own regulation, applying to these subjects of interstate commerce one common rule, whose uniformity is not affected by variations in state laws in dealing with such property.
Strana 31 - Bonds or notes secured by first mortgage lien upon real estate or lease-holds within this state where the entire mortgage, together with all the bonds and notes based thereon, are sold or offered for sale to a single purchaser as a single sale. 5. Securities of corporations organized and existing under and by virtue of the acts of the Congress of the United States...
Strana 38 - This Act shall not affect the allowance to bankrupts of the exemptions which are prescribed by the State laws in force at the time of the filing of the petition...
Strana 13 - The argument as to delegation to the States rests upon a mere misconception. It is true the regulation which the Webb-Kenyon Act contains permits state prohibitions to apply to movements of liquor from one State into another, but the will which causes the prohibitions to be applicable is that of Congress, since the application of state prohibitions would cease the instant the act of Congress ceased to apply.
Strana 40 - ... book, magazine, newspaper, publication, circular, advertisement, or any printed, written, or other graphic, or any spoken communication is addressed or otherwise transmitted to any person at any place in any State or Territory of the United States or the District of Columbia, where at that time it is unlawful to sell, offer for sale, tender for sale or delivery, or to solicit subscriptions or orders for such security or securities. The exemptions contained in sections 11 and 12 of this Act shall...
Strana 13 - Considering the fundamental purpose in view and the definite end for which such rules were accepted, we must conclude that in their characteristic features and essential international and Interstate relations...
Strana 32 - Any security issued or guaranteed either as to principal, interest, or dividend by a corporation owning or operating a railroad or any other publicservice utility: Provided, That such corporation is subject to regulation or supervision either as to its rates and charges or as to the issue of its own securities by a public commission, board, or officer of the Government of the United States, or of any State, Territory or insular possession thereof, or of...