United States Congressional Serial Set, Vydání 12249U.S. Government Printing Office, 1961 |
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Strana
... Investment company act of 1940 . 2179. Amendments to Investment advisers act of 1940 . 2180. Amendments to Securities act of 1933 . 2181. Conference report on Public works appropriation bill , 1961 . 2182. Price support for milk and ...
... Investment company act of 1940 . 2179. Amendments to Investment advisers act of 1940 . 2180. Amendments to Securities act of 1933 . 2181. Conference report on Public works appropriation bill , 1961 . 2182. Price support for milk and ...
Strana 4
... investing public . Experience in the administration of these acts , naturally , has given rise over the years to ... Investment Bankers Association of America , Inc. , the National Association of Securities Dealers , Inc. , the New ...
... investing public . Experience in the administration of these acts , naturally , has given rise over the years to ... Investment Bankers Association of America , Inc. , the National Association of Securities Dealers , Inc. , the New ...
Strana 5
... investing public the protection which was envisaged in the statutes when they were passed , both as they apply to investors in new securities and as they apply to purchasers on the exchanges and over- the - counter markets . I certainly ...
... investing public the protection which was envisaged in the statutes when they were passed , both as they apply to investors in new securities and as they apply to purchasers on the exchanges and over- the - counter markets . I certainly ...
Strana 11
... investment adviser , or involves embezzlement , fraudulent conversion or misappropriation of funds , securities or other property , or involves a violation of the mail - fraud statute , shall also be a basis for denial , suspension , or ...
... investment adviser , or involves embezzlement , fraudulent conversion or misappropriation of funds , securities or other property , or involves a violation of the mail - fraud statute , shall also be a basis for denial , suspension , or ...
Strana 18
... Investment Company Act of 1940 . COMMITTEE AMENDMENTS The majority of committee amendments is merely of a typo ... Investment Company Act of 1940 , as amended . H.R. 2482 , to amend certain provisions of the Investment Advisers Act of ...
... Investment Company Act of 1940 . COMMITTEE AMENDMENTS The majority of committee amendments is merely of a typo ... Investment Company Act of 1940 , as amended . H.R. 2482 , to amend certain provisions of the Investment Advisers Act of ...
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